Last summer, the two, David Gentile and Jeff Schneider, were found guilty of fraud in federal court in Brooklyn and received their sentencing today.
By Bruce KellyAs other states curb non-competes, the East Coast growth hub could soon become the most employer-friendly jurisdiction in the US.
Early parenthood linked to lower fulfillment and fewer leadership roles, despite otherwise strong industry-wide support.
“It's the Golden Age, we're all blessed that this is where we are, what we do for a living, and that the sun is shining on the transition towards the RIA space," Creative Planning CIO Jamie Battmer said at a forum hosted by Goldman Sachs.
Strategists expect municipal bonds to best Treasuries during the four-month window from May until August, following a historical trend.
From direct lending to asset-based finance to commercial real estate debt.
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
Elsewhere, Raymond James adds two advisors from Edward Jones and LPL, forming an LGBTQ+ focused practice in New Hampshire.
Leading estate-planning tech provider Vanilla has also unveiled key AI upgrades to help its advisor users.
Meanwhile, Bellevue, Washington-based Parcion Private Wealth strengthens its leadership with two C-level additions.
A statement highlighting benefits of a threefold increase in the deduction adds the Republican's voice to thorny tax debate.
Led by its CEO, LPL is engaging in what sounds like a charm offensive with some Commonwealth advisors.
Bruce sits down with Brad Bueermann, CEO and founder of FP Transitions, to discuss all things M&A and how recent volatility will impact deal structure and valuations.
Christian Magoon, CEO of Amplify ETFs, sits down with InvestmentNews anchor Gregg Greenberg to explain why covered call ETFs are perfect for the current choppy market.
Andrew Bernstein, head of private equity at Capital Dynamics, sits down with InvestmentNews anchor Gregg Greenberg to explain his success in finding mid-market private equity deals in a highly competitive market.
Sean McKee, global head of asset management, audit, at KPMG, sits down with InvestmentNews anchor Gregg Greenberg to discuss how wealth managers have finally developed the expertise to offer alternatives to clients – and not just the wealthiest ones.
Brandon Clark, director of ETF Business at Federated Hermes, sits down with InvestmentNews anchor Gregg Greenberg to discuss the benefits of actively managed ETFs in times of volatile markets.
Phil Fiore, CEO of Procyon Partners, sits down with InvestmentNews anchor Gregg Greenberg to discuss what's driving the flurry of deals in the RIA space and why he expects it to continue.
Venue: The Edison Ballroom
Join us as we commemorate another year of excellence at the prestigious InvestmentNews Awards, dedicated to honoring outstanding professionals and firms in the wealth management industry.
Venue: Tribeca 360, New York
Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.
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